Navigating FCA compliance during COVID-19
PLUS complimentary self assessment guide to all participants.
Make sure you know what you didn't know; gaining confidence to interact and challenge topics in this sector.
Our webinar will cover:
- Discussion around the Certification Regime (to be implemented in December 2020) and review of temporary rule changes affecting the SM&CR regime.
- Regulatory Changes – overview of key upcoming rule changes
- Review of regulatory expectation under “Operational Resilience”
- Review of Information Security and ICO compliance during COVID-19
- Temporary rule changes to CASS (Client Assets)
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